FYC First Trust Small Cap Growth AlphaDEX Fund
Issuer
First Trust
Inception
Apr 19, 2011
AUM
$1.3B
Expense ratio
0.70%
Yield
0.11%
Asset class
Small/Micro Cap Equity
Holdings
264
Last price
$113.56
First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Growth AlphaDEX Fund is an exchange traded fund launched and managed by First Trust Advisors LP. It invests in public equity markets of the United States. It invests in stocks of companies operating across diversified sectors. It invests in growth stocks of small-cap companies. The fund seeks to track the performance of the Nasdaq AlphaDEX Small Cap Growth Index, by using full replication technique. First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Growth AlphaDEX Fund was formed on April 19, 2011 and is domiciled in the United States.
+24.5%
2025-11-13low 87.35 · high 127.342026-11-13
Performance
| 1M | 3M | YTD | 1Y | 3Y ann. | 5Y ann. | |
|---|---|---|---|---|---|---|
| FYC | -0.6% | -8.1% | +18.1% | +25.5% | +27.8% | +7.4% |
| Small/Micro Cap Equity average (23 funds) | +1.1% | -6.2% | +13.1% | +16.6% | +15.0% | +4.0% |
Insider activity in the holdings
Open-market insider buying across this fund’s holdings over 90 days, weighted by holding weight: −$738K net.
| Holding | Weight | Insiders bought | Insiders sold |
|---|---|---|---|
| GSHD Goosehead Insurance, Inc. (Class A) | 0.26% | $7.1M | $2.5M |
| INBX Inhibrx Biosciences, Inc. | 0.34% | $6.3M | $279K |
| USLM United States Lime & Minerals, Inc. | 0.13% | $2.2M | $7.2M |
| ATEC Alphatec Holdings, Inc. | 0.26% | $1.7M | $0 |
| UPST Upstart Holdings, Inc. | 0.11% | $1.3M | $4.4M |
| VSTS Vestis Corporation | 0.68% | $1.0M | $0 |
| TH Target Hospitality Corp. | 0.38% | $688K | $202.4M |
| JBLU JetBlue Airways Corporation | 0.12% | $624K | $24K |
| SEI Solaris Energy Infrastructure, Inc. (Class A) | 0.34% | $542K | $0 |
| OPLN OPENLANE Inc. | 0.26% | $500K | $6.0M |
| BKD Brookdale Senior Living Inc. | 0.11% | $358K | $0 |
| KEEL Keel Infrastructure Corp. | 0.07% | $358K | $0 |
| HWKN Hawkins, Inc. | 0.15% | $262K | $0 |
| FCEL FuelCell Energy, Inc. | 0.17% | $247K | $46K |
| BFC Bank First Corporation | 0.26% | $220K | $287K |
Holdings · as of Nov 12, 2026
| # | Holding | Weight |
|---|---|---|
| 1 | XERS Xeris Biopharma Holdings, Inc. | 1.09% |
| 2 | APPN Appian Corporation | 0.96% |
| 3 | AGL agilon health, inc. | 0.91% |
| 4 | STGW Stagwell Inc. | 0.88% |
| 5 | FIGS FIGS, Inc. (Class A) | 0.85% |
| 6 | ETON Eton Pharmaceuticals, Inc. | 0.84% |
| 7 | XNCR Xencor, Inc. | 0.81% |
| 8 | FLYW Flywire Corporation | 0.80% |
| 9 | CDNA CareDx, Inc. | 0.79% |
| 10 | AMPL Amplitude, Inc. (Class A) | 0.78% |
| 11 | SEPN Septerna, Inc. | 0.78% |
| 12 | FA First Advantage Corporation | 0.76% |
| 13 | ECPG Encore Capital Group, Inc. | 0.75% |
| 14 | HTFL Heartflow, Inc. | 0.75% |
| 15 | PEB Pebblebrook Hotel Trust | 0.74% |
| 16 | VIR Vir Biotechnology, Inc. | 0.74% |
| 17 | SLDE Slide Insurance Holdings, Inc. | 0.74% |
| 18 | PGNY Progyny, Inc. | 0.73% |
| 19 | CLOV Clover Health Investments, Corp. | 0.73% |
| 20 | AMC AMC Entertainment Holdings, Inc. (Class A) | 0.72% |
| 21 | VIA Via Transportation, Inc. (Class A) | 0.71% |
| 22 | LIND Lindblad Expeditions Holdings, Inc. | 0.70% |
| 23 | RXO RXO, Inc. | 0.69% |
| 24 | BRZE Braze, Inc. (Class A) | 0.69% |
| 25 | ULCC Frontier Group Holdings, Inc. | 0.68% |
| 26 | VSTS Vestis Corporation | 0.68% |
| 27 | GEO The GEO Group, Inc. | 0.68% |
| 28 | PRCH Porch Group, Inc. | 0.67% |
| 29 | AAMI Acadian Asset Management Inc. | 0.67% |
| 30 | ADPT Adaptive Biotechnologies Corporation | 0.65% |
| 31 | PLMR Palomar Holdings, Inc. | 0.65% |
| 32 | NTSK Netskope, Inc. (Class A) | 0.65% |
| 33 | ATRC AtriCure, Inc. | 0.65% |
| 34 | FTRE Fortrea Holdings Inc. | 0.64% |
| 35 | SDGR Schrodinger, Inc. | 0.64% |
| 36 | CXW CoreCivic, Inc. | 0.64% |
| 37 | BJRI BJ's Restaurants, Inc. | 0.63% |
| 38 | GRDN Guardian Pharmacy Services, Inc. (Class A) | 0.62% |
| 39 | PBI Pitney Bowes Inc. | 0.62% |
| 40 | BGC BGC Group Inc. (Class A) | 0.62% |
| 41 | NHC National HealthCare Corporation | 0.60% |
| 42 | SKWD Skyward Specialty Insurance Group, Inc. | 0.60% |
| 43 | TENB Tenable Holdings, Inc. | 0.60% |
| 44 | PNTG The Pennant Group, Inc. | 0.60% |
| 45 | DK Delek US Holdings, Inc. | 0.59% |
| 46 | AVPT AvePoint, Inc. | 0.59% |
| 47 | ASAN Asana, Inc. (Class A) | 0.59% |
| 48 | ASTH Astrana Health Inc. | 0.58% |
| 49 | ATLC Atlanticus Holdings Corporation | 0.58% |
| 50 | NEO NeoGenomics, Inc. | 0.58% |
| 51 | PENG Penguin Solutions Inc. | 0.57% |
| 52 | KMTS Kestra Medical Technologies, Ltd. | 0.56% |
| 53 | NUTX Nutex Health Inc. | 0.56% |
| 54 | VRDN Viridian Therapeutics, Inc. | 0.56% |
| 55 | PAY Paymentus Holdings, Inc. (Class A) | 0.56% |
| 56 | CNK Cinemark Holdings, Inc. | 0.56% |
| 57 | WT WisdomTree, Inc. | 0.56% |
| 58 | DGII Digi International Inc. | 0.55% |
| 59 | HCI HCI Group, Inc. | 0.55% |
| 60 | VCEL Vericel Corporation | 0.55% |
| 61 | MNKD MannKind Corporation | 0.54% |
| 62 | ARQT Arcutis Biotherapeutics, Inc. | 0.54% |
| 63 | LQDT Liquidity Services, Inc. | 0.54% |
| 64 | DXPE DXP Enterprises, Inc. | 0.54% |
| 65 | UFPT UFP Technologies, Inc. | 0.53% |
| 66 | CTS CTS Corporation | 0.53% |
| 67 | SUPN Supernus, Inc. | 0.53% |
| 68 | AGM Federal Agricultural Mortgage Corporation (Class C) | 0.53% |
| 69 | SEZL Sezzle Inc. | 0.52% |
| 70 | TRLV Trulieve Cannabis Corp. | 0.52% |
| 71 | AXGN Axogen, Inc. | 0.52% |
| 72 | CLBK Columbia Financial, Inc. | 0.52% |
| 73 | LTC LTC Properties, Inc. | 0.52% |
| 74 | MRVI Maravai LifeSciences Holdings, Inc. (Class A) | 0.51% |
| 75 | CBL CBL & Associates Properties, Inc. | 0.50% |
| 76 | BFLY Butterfly Network, Inc. | 0.50% |
| 77 | BAND Bandwidth Inc. (Class A) | 0.50% |
| 78 | KWR Quaker Chemical Corporation | 0.50% |
| 79 | QTWO Q2 Holdings, Inc. | 0.50% |
| 80 | KALU Kaiser Aluminum Corporation | 0.49% |
| 81 | TARS Tarsus Pharmaceuticals, Inc. | 0.49% |
| 82 | ANAB AnaptysBio, Inc. | 0.49% |
| 83 | EXPO Exponent, Inc. | 0.49% |
| 84 | ADMA ADMA Biologics, Inc. | 0.49% |
| 85 | ALNT Allient Inc. | 0.49% |
| 86 | EZPW EZCORP, Inc. | 0.48% |
| 87 | INTA Intapp, Inc. | 0.48% |
| 88 | INVX Innovex International, Inc. | 0.47% |
| 89 | PLPC Preformed Line Products Company | 0.47% |
| 90 | PRLB Proto Labs, Inc. | 0.46% |
| 91 | KN Knowles Corporation | 0.46% |
| 92 | HCSG Healthcare Services Group, Inc. | 0.46% |
| 93 | XHR Xenia Hotels & Resorts, Inc. | 0.45% |
| 94 | GRAL GRAIL, Inc. | 0.45% |
| 95 | MGTX MeiraGTx Holdings Plc | 0.44% |
| 96 | DAVE Dave Inc. (Class A) | 0.44% |
| 97 | HGTY Hagerty, Inc. (Class A) | 0.44% |
| 98 | EE Excelerate Energy, Inc. (Class A) | 0.44% |
| 99 | NESR National Energy Services Reunited Corp. | 0.44% |
| 100 | CLMT Calumet, Inc. | 0.43% |
| 101 | IDYA IDEAYA Biosciences, Inc. | 0.43% |
| 102 | TDC Teradata Corporation | 0.43% |
| 103 | WMG Warner Music Group Corp. (Class A) | 0.43% |
| 104 | TNDM Tandem Diabetes Care, Inc. | 0.43% |
| 105 | DCO Ducommun Incorporated | 0.43% |
| 106 | COHU Cohu, Inc. | 0.43% |
| 107 | COCO The Vita Coco Company, Inc. | 0.42% |
| 108 | CRVL CorVel Corporation | 0.42% |
| 109 | PRSU Pursuit Attractions and Hospitality, Inc. | 0.42% |
| 110 | FRPT Freshpet, Inc. | 0.42% |
| 111 | REAL The RealReal, Inc. | 0.42% |
| 112 | STEP StepStone Group Inc. (Class A) | 0.41% |
| 113 | WTTR Select Water Solutions, Inc. (Class A) | 0.41% |
| 114 | JOE The St. Joe Company | 0.41% |
| 115 | WRBY Warby Parker Inc. (Class A) | 0.40% |
| 116 | BHE Benchmark Electronics, Inc. | 0.40% |
| 117 | CURB Curbline Properties Corp. | 0.39% |
| 118 | WK Workiva Inc. | 0.39% |
| 119 | YETI YETI Holdings, Inc. | 0.39% |
| 120 | TMP Tompkins Financial Corporation | 0.39% |
| 121 | NUVB Nuvation Bio Inc. | 0.39% |
| 122 | TNGX Tango Therapeutics, Inc. | 0.38% |
| 123 | NVCR NovoCure Limited | 0.38% |
| 124 | TH Target Hospitality Corp. | 0.38% |
| 125 | UROY Uranium Royalty Corp. | 0.37% |
| 126 | MSGE Madison Square Garden Entertainment Corp. (Class A) | 0.37% |
| 127 | OMDA Omada Health, Inc. | 0.37% |
| 128 | BATRK Atlanta Braves Holdings, Inc. (Class C) | 0.37% |
| 129 | ATEX Anterix Inc. | 0.36% |
| 130 | APPS Digital Turbine, Inc. | 0.35% |
| 131 | OSW OneSpaWorld Holdings Limited | 0.35% |
| 132 | OUST Ouster, Inc. | 0.35% |
| 133 | GRC The Gorman-Rupp Company | 0.35% |
| 134 | ABSI Absci Corporation | 0.35% |
| 135 | PGEN Precigen, Inc. | 0.35% |
| 136 | DHC Diversified Healthcare Trust | 0.35% |
| 137 | IOVA Iovance Biotherapeutics, Inc. | 0.34% |
| 138 | NVAX Novavax, Inc. | 0.34% |
| 139 | MAZE Maze Therapeutics, Inc. | 0.34% |
| 140 | FSLY Fastly, Inc. (Class A) | 0.34% |
| 141 | SEI Solaris Energy Infrastructure, Inc. (Class A) | 0.34% |
| 142 | INBX Inhibrx Biosciences, Inc. | 0.34% |
| 143 | AEHR Aehr Test Systems, Inc. | 0.33% |
| 144 | XPEL XPEL, Inc. | 0.33% |
| 145 | ATRO Astronics Corporation | 0.33% |
| 146 | ATMU Atmus Filtration Technologies Inc. | 0.33% |
| 147 | SBET SharpLink, Inc. | 0.33% |
| 148 | PRKS United Parks & Resorts, Inc. | 0.33% |
| 149 | SHAK Shake Shack Inc. (Class A) | 0.32% |
| 150 | AGYS Agilysys, Inc. | 0.32% |
| 151 | XPRO Expro Ltd | 0.32% |
| 152 | EXTR Extreme Networks, Inc. | 0.31% |
| 153 | SMA SmartStop Self Storage REIT, Inc. | 0.30% |
| 154 | PDFS PDF Solutions, Inc. | 0.30% |
| 155 | NTCT NetScout Systems, Inc. | 0.30% |
| 156 | PTON Peloton Interactive, Inc. (Class A) | 0.29% |
| 157 | ESQ Esquire Financial Holdings, Inc. | 0.29% |
| 158 | TMDX TransMedics Group, Inc. | 0.28% |
| 159 | ESTA Establishment Labs Holdings Inc. | 0.28% |
| 160 | AWR American States Water Company | 0.27% |
| 161 | AMBQ Ambiq Micro, Inc. | 0.27% |
| 162 | CWT California Water Service Group | 0.27% |
| 163 | NIC Nicolet Bankshares, Inc. | 0.27% |
| 164 | KNTK Kinetik Holdings Inc. | 0.27% |
| 165 | ZBIO Zenas BioPharma, Inc. | 0.27% |
| 166 | ATEN A10 Networks, Inc. | 0.27% |
| 167 | ATEC Alphatec Holdings, Inc. | 0.26% |
| 168 | BLBD Blue Bird Corporation | 0.26% |
| 169 | BHRB Burke & Herbert Financial Services Corp. | 0.26% |
| 170 | OPLN OPENLANE Inc. | 0.26% |
| 171 | GSHD Goosehead Insurance, Inc. (Class A) | 0.26% |
| 172 | LGN Legence Corp. (Class A) | 0.26% |
| 173 | SLG SL Green Realty Corp. | 0.26% |
| 174 | NRIX Nurix Therapeutics, Inc. | 0.26% |
| 175 | BFC Bank First Corporation | 0.26% |
| 176 | CNS Cohen & Steers, Inc. | 0.25% |
| 177 | ARLO Arlo Technologies, Inc. | 0.25% |
| 178 | AGIO Agios Pharmaceuticals, Inc. | 0.25% |
| 179 | BRC Brady Corporation | 0.25% |
| 180 | AZZ AZZ Inc. | 0.25% |
| 181 | WOLF Wolfspeed, Inc. | 0.25% |
| 182 | ANIP ANI Pharmaceuticals, Inc. | 0.25% |
| 183 | VOYG Voyager Technologies, Inc. (Class A) | 0.25% |
| 184 | MCRI Monarch Casino & Resort, Inc. | 0.25% |
| 185 | UNIT Uniti Group Inc. | 0.25% |
| 186 | UMH UMH Properties, Inc. | 0.24% |
| 187 | BELFB Bel Fuse Inc. (Class B) | 0.24% |
| 188 | WLDN Willdan Group, Inc. | 0.24% |
| 189 | NMRK Newmark Group, Inc. (Class A) | 0.23% |
| 190 | BCRX BioCryst Pharmaceuticals, Inc. | 0.23% |
| 191 | SNDA Sonida Senior Living Inc. | 0.23% |
| 192 | UCTT Ultra Clean Holdings, Inc. | 0.23% |
| 193 | AMBA Ambarella, Inc. | 0.23% |
| 194 | ICHR Ichor Holdings, Ltd. | 0.22% |
| 195 | INOD Innodata, Inc. | 0.22% |
| 196 | ACLS Axcelis Technologies, Inc. | 0.21% |
| 197 | TE T1 Energy Inc. | 0.20% |
| 198 | VCYT Veracyte, Inc. | 0.20% |
| 199 | CLSK CleanSpark, Inc. | 0.20% |
| 200 | ASST Strive, Inc. (Class A) | 0.20% |
| 201 | RUM RUM Group Inc. (Class A) | 0.20% |
| 202 | IRTC iRhythm Holdings, Inc. | 0.20% |
| 203 | WGS GeneDx Holdings Corp. | 0.19% |
| 204 | CMPR Cimpress Plc | 0.18% |
| 205 | QUBT Quantum Computing Inc. | 0.18% |
| 206 | PLNT Planet Fitness, Inc. (Class A) | 0.18% |
| 207 | HLIO Helios Technologies Inc. | 0.18% |
| 208 | HAYW Hayward Holdings, Inc. | 0.17% |
| 209 | ADEA Adeia Inc. | 0.17% |
| 210 | FCEL FuelCell Energy, Inc. | 0.17% |
| 211 | KVYO Klaviyo, Inc. (Class A) | 0.17% |
| 212 | SMG The Scotts Miracle-Gro Company | 0.16% |
| 213 | PRCT PROCEPT BioRobotics Corporation | 0.16% |
| 214 | HWKN Hawkins, Inc. | 0.15% |
| 215 | VVV Valvoline Inc. | 0.15% |
| 216 | CWEN Clearway Energy, Inc. (Class C) | 0.15% |
| 217 | FLY Firefly Aerospace Inc. | 0.14% |
| 218 | LASR nLight, Inc. | 0.14% |
| 219 | MWA Mueller Water Products, Inc. | 0.14% |
| 220 | CTRI Centuri Holdings, Inc. | 0.14% |
| 221 | LIF Life360, Inc. | 0.14% |
| 222 | MIAX Miami International Holdings, Inc. | 0.14% |
| 223 | ZYME Zymeworks Inc. | 0.14% |
| 224 | WDFC WD-40 Company | 0.13% |
| 225 | AKR Acadia Realty Trust | 0.13% |
| 226 | UE Urban Edge Properties | 0.13% |
| 227 | BEAM Beam Therapeutics Inc. | 0.13% |
| 228 | IVT InvenTrust Properties Corp. | 0.13% |
| 229 | BANC Banc of California, Inc. | 0.13% |
| 230 | SNDX Syndax Pharmaceuticals, Inc. | 0.13% |
| 231 | USLM United States Lime & Minerals, Inc. | 0.13% |
| 232 | ALKT Alkami Technology, Inc. | 0.13% |
| 233 | CENX Century Aluminum Company | 0.13% |
| 234 | OSIS OSI Systems, Inc. | 0.13% |
| 235 | ALX Alexander's, Inc. | 0.12% |
| 236 | NHI National Health Investors, Inc. | 0.12% |
| 237 | CDP COPT Defense Properties | 0.12% |
| 238 | MCHB Mechanics Bancorp (Class A) | 0.12% |
| 239 | HLIT Harmonic Inc. | 0.12% |
| 240 | JBLU JetBlue Airways Corporation | 0.12% |
| 241 | ALHC Alignment Healthcare, Inc. | 0.12% |
| 242 | LCID Lucid Group, Inc. (Class A) | 0.11% |
| 243 | LMND Lemonade, Inc. | 0.11% |
| 244 | SXI Standex International Corporation | 0.11% |
| 245 | UPST Upstart Holdings, Inc. | 0.11% |
| 246 | IMNM Immunome, Inc. | 0.11% |
| 247 | AORT Artivion, Inc. | 0.11% |
| 248 | RXRX Recursion Pharmaceuticals, Inc. (Class A) | 0.11% |
| 249 | NVTS Navitas Semiconductor Corp. (Class A) | 0.11% |
| 250 | NSSC Napco Security Technologies, Inc. | 0.11% |
| 251 | LUNR Intuitive Machines, Inc. (Class A) | 0.11% |
| 252 | BKD Brookdale Senior Living Inc. | 0.11% |
| 253 | GNL Global Net Lease, Inc. | 0.10% |
| 254 | PUMP ProPetro Holding Corp. | 0.10% |
| 255 | RDW Redwire Corporation | 0.10% |
| 256 | CECO CECO Environmental Corp. | 0.10% |
| 257 | RCUS Arcus Biosciences, Inc. | 0.09% |
| 258 | SOUN SoundHound AI, Inc. (Class A) | 0.08% |
| 259 | RSI Rush Street Interactive, Inc. | 0.07% |
| 260 | KEEL Keel Infrastructure Corp. | 0.07% |
| 261 | DJT Trump Media & Technology Group Corp. | 0.07% |
| 262 | AESI Atlas Energy Solutions Inc. | 0.06% |
| 263 | FYC US Dollar | 0.05% |
Sector breakdown
Healthcare31.7%
Technology19.0%
Financial Services13.4%
Industrials11.6%
Consumer Cyclical6.8%
Real Estate5.7%
Communication Services4.0%
Energy3.8%
Basic Materials2.2%
Utilities0.9%
Consumer Defensive0.9%
Country breakdown
United States99.1%
United Kingdom0.4%
Singapore0.2%
Taiwan0.2%
Distributions
| Date | Per unit |
|---|---|
| Jun 25, 2026 | $0.1297 |
| Sep 25, 2025 | $0.0776 |
| Dec 13, 2024 | $0.1473 |
| Sep 26, 2024 | $0.3440 |
| Jun 27, 2024 | $0.0699 |
| Dec 22, 2023 | $0.1555 |
| Sep 22, 2023 | $0.0772 |
| Jun 27, 2023 | $0.0717 |
| Mar 24, 2023 | $0.0589 |
| Jun 24, 2022 | $0.0024 |
| Dec 23, 2021 | $0.4421 |
| Sep 23, 2021 | $0.0288 |
| Dec 24, 2020 | $0.0606 |
| Sep 24, 2020 | $0.0116 |
| Dec 13, 2019 | $0.1431 |
| Sep 25, 2019 | $0.0397 |
| Dec 18, 2018 | $0.0127 |
| Jun 21, 2018 | $0.0039 |
| Mar 22, 2018 | $0.0207 |
| Dec 21, 2017 | $0.0445 |
| Dec 21, 2016 | $0.0660 |
| Sep 21, 2016 | $0.0230 |
| Jun 22, 2016 | $0.0150 |
| Mar 23, 2016 | $0.0040 |
| Dec 23, 2015 | $0.0470 |
| Sep 23, 2015 | $0.0060 |
| Jun 24, 2015 | $0.0050 |
| Mar 25, 2015 | $0.0080 |
| Dec 23, 2014 | $0.0078 |
| Dec 18, 2013 | $0.0064 |
| Dec 21, 2012 | $0.0750 |
| Jun 21, 2012 | $0.0240 |
| Dec 21, 2011 | $0.0009 |
Members of Congress who disclosed this ETF
No member of Congress has disclosed a trade in FYC in the filings we hold.
Fund facts, prices, performance and distributions: our market-data vendor. Holdings: the vendor and SEC Form N-PORT. Insider and Congress data: InsiderBuying. Last updated Nov 13, 2026. This is historical data, not investment advice. Report a data error